Constitutional Framework — Historical Acts 1773–1947 & Constituent Assembly
The Indian Constitution did not emerge in a vacuum — it was the product of 174 years of British legislative experimentation. From the Regulating Act 1773 to the Indian Independence Act 1947, each act added a layer to the constitutional edifice that the Constituent Assembly ultimately shaped into the world's longest written constitution.
On this page
- Conceptual Clarity
- Acts Before 1858 (Company Rule)
- Acts Under Crown (1858–1919)
- GoI Act 1919 — Montagu-Chelmsford
- GoI Act 1935 — Constitution's Source
- Indian Independence Act 1947
- Constituent Assembly — Composition
- Constituent Assembly — Working & Committees
- Criticism of Constituent Assembly
- Current Affairs Link
- Prelims PYQs
- Mains PYQs
- 15-Minute Revision Box
Conceptual Clarity — Why Study Constitutional History?
UPSC repeatedly asks questions on which act introduced a specific feature (e.g., "Which act for the first time provided for Indians in the Executive Council?") and on the Constituent Assembly's working. The key frame is:
- 1773–1857: Acts to regulate the East India Company and slowly bring India under Parliamentary control.
- 1858–1919: Acts under Crown rule — steady (if reluctant) expansion of Indian representation.
- 1919–1947: Dyarchy (1919), a near-full federal constitution (1935), and final independence (1947).
- 1946–1949: Constituent Assembly drafts the Constitution — a synthesis of global constitutionalism tailored to India's needs.
1. Acts Before 1858 — Company Rule Period
1.1 Regulating Act, 1773
The first step by Parliament to regulate the East India Company. Background: the Company's misrule in Bengal after Plassey (1757) led to famine (1770) and financial crisis.
- Designated the Governor of Bengal as Governor-General of Bengal — first holder: Warren Hastings.
- Created a Supreme Court at Calcutta (1774) — first chief justice: Sir Elijah Impey.
- Made Governors of Bombay and Madras subordinate to Governor-General of Bengal.
- Prohibited Company servants from engaging in private trade or accepting gifts.
- Established a 4-member Executive Council to assist the Governor-General.
1.2 Pitt's India Act, 1784
Remedied defects of the Regulating Act by creating a dual system of control:
- Created a Board of Control (6 members including Secretary of State and Chancellor of Exchequer) in London — supervised civil, military and revenue affairs.
- Company's Court of Directors retained commercial functions.
- Made the Governor-General's Council a 3-member body (reducing from 4).
- Distinguished between commercial and political functions of the Company for the first time.
1.3 Charter Act, 1813
- Ended the Company's trade monopoly in India (except for tea and trade with China).
- Asserted sovereignty of the British Crown over Company territories.
- Allowed Christian missionaries to come to India.
- Earmarked ₹1 lakh per year for education of Indians — first provision for Indian education.
1.4 Charter Act, 1833
A landmark act — moved India decisively toward centralized administration.
- Made the Governor-General of Bengal the Governor-General of India — first: Lord William Bentinck.
- Deprived Bombay and Madras Presidencies of their legislative powers — all legislative power centralized at the Governor-General-in-Council.
- Ended the Company's trade monopoly completely (including tea and China trade).
- Company became purely an administrative body.
- Provided that no Indian be debarred from holding office on account of religion, place of birth, descent or colour — first equal opportunity provision.
- Provided for a Law Commission (Lord Macaulay was its first member) — led to Indian Penal Code 1860.
1.5 Charter Act, 1853
- Separated the legislative and executive functions of the Governor-General's Council for the first time — created a separate Legislative Council with 6 additional members.
- Introduced open competition for civil services — the beginning of the ICS system (Macaulay's Committee, 1854).
- Did not specify the Company's future duration — signalled impermanence of Company rule.
- First instance of local representation in the Legislative Council (4 representatives from provincial legislatures).
| Act | Key Introduction | 1st Holder / Body |
|---|---|---|
| Regulating Act 1773 | Governor-General of Bengal; Supreme Court Calcutta | Warren Hastings; Elijah Impey |
| Pitt's India Act 1784 | Board of Control; dual system of control | — |
| Charter Act 1813 | Opened India trade; ₹1 lakh education fund | — |
| Charter Act 1833 | Governor-General of India; ended all monopoly | Lord William Bentinck |
| Charter Act 1853 | Legislative-Executive separation; open civil services | Macaulay Committee |
2. Acts Under the Crown (1858–1919)
2.1 Government of India Act, 1858
Passed after the Revolt of 1857 — ended Company rule and transferred power to the Crown.
- India to be governed by and in the name of the British Crown.
- Governor-General of India renamed Viceroy of India — Lord Canning became the first Viceroy.
- Created the post of Secretary of State for India (a Cabinet member) assisted by a 15-member Council of India.
- Board of Control and Court of Directors abolished.
2.2 Indian Councils Act, 1861
- Introduced portfolio system in the Viceroy's Executive Council (Lord Canning initiated it).
- Restored the legislative powers of the Bombay and Madras Presidencies (reversed the 1833 centralization).
- Allowed the Viceroy to associate Indians with the law-making process — nominated 6–12 additional members to expanded legislative council.
- Empowered the Viceroy to issue ordinances without prior approval of the legislative council (during emergencies) — valid for 6 months.
- Beginning of decentralization in India — recognized provincial legislative councils.
2.3 Indian Councils Act, 1892
- Increased the number of additional (non-official) members in the central and provincial legislative councils.
- Gave legislative councils the power to discuss budget and ask questions (but not supplementary questions).
- Introduced the principle of indirect elections — though the word "election" was not used; members were "recommended" by bodies like municipalities and district boards.
2.4 Indian Councils Act, 1909 — Morley-Minto Reforms
Named after Secretary of State John Morley and Viceroy Lord Minto.
- Greatly increased the size of legislative councils (central council: 60 members; provincial councils: 50).
- Introduced the principle of election — for the first time used the word "election."
- Provided separate electorates for Muslims — the most controversial and consequential provision (sowed seeds of partition).
- Indians allowed for the first time in the Viceroy's Executive Council — Satyendra Prasad Sinha became the first Indian member (as Law Member).
- Members could now ask supplementary questions and move resolutions on the budget.
3. Government of India Act, 1919 — Montagu-Chelmsford Reforms
Named after Secretary of State Edwin Montagu and Viceroy Lord Chelmsford. Introduced in the backdrop of Tilak's Home Rule movement and World War I demands.
3.1 Dyarchy at the Provincial Level
Dyarchy (double government) — the most important feature:
- Provincial subjects divided into Reserved (finance, law, police — governed by the Governor and his Executive Council, not responsible to the legislature) and Transferred (education, health, agriculture — governed by ministers responsible to the legislature).
- Transferred subjects handled by Indian ministers accountable to elected legislature.
- Reserved subjects remained with appointed bureaucrats — made dyarchy a hybrid and unsatisfactory arrangement.
3.2 Other Key Provisions
- Made the Central Legislature bicameral — upper house: Council of State; lower house: Legislative Assembly (Central). First bicameral legislature at the centre.
- Introduced direct elections for the first time.
- Extended separate electorates to Sikhs, Christians, Anglo-Indians and Europeans.
- Set up a Public Service Commission in India (1926 — Lee Commission recommended).
- Introduced the concept of a fiscal budget — separated railway budget from general budget.
- Provided for a statutory commission every 10 years to review the Act — led to the Simon Commission (1927).
3.3 Simon Commission (1927)
- 7-member commission, all British, headed by Sir John Simon — boycotted across India ("Go Back Simon").
- Submitted report in 1930 — recommended abolition of dyarchy and extension of responsible government at provincial level.
- Led to Round Table Conferences (1930–32) and ultimately the GoI Act 1935.
4. Government of India Act, 1935 — The Constitution's Principal Source
The longest act in British Parliamentary history (321 sections, 10 schedules). About 250 provisions of this act were incorporated (verbatim or with changes) into the Indian Constitution — making it the most important source.
4.1 Federal Structure
- Provided for an All-India Federation comprising British Indian Provinces and Princely States — the federal part never came into operation as the requisite number of Princely States never acceded.
- Three lists: Federal List (59 subjects, exclusive), Provincial List (54 subjects), Concurrent List (36 subjects).
- Residuary powers with the Governor-General (not the Centre or States — this was criticised).
4.2 Provincial Autonomy (Most Important — Came Into Force)
- Abolished dyarchy at the provincial level — replaced with full Provincial Autonomy.
- Provinces given separate legal identity and financial resources.
- Governors acted on the advice of ministers responsible to elected legislatures — in practice, governors frequently used special powers ("Governor's Act" without ministerial advice).
- Congress won 7 out of 11 provinces in 1937 elections; formed governments — the first real exercise of responsible government in India.
4.3 Dyarchy at the Centre
- Introduced dyarchy at the central level (Federal level) — but this part never came into force.
4.4 Bicameral Legislature in Provinces
- Provided for bicameral legislature in 6 provinces (Bengal, Bombay, Madras, Bihar, Assam, UP); rest had unicameral.
4.5 Federal Court
- Established a Federal Court (1937) with original, appellate and advisory jurisdiction — precursor to the Supreme Court of India.
4.6 Other Features
- Abolished the Council of India (set up in 1858).
- Extended separate communal electorates — Depressed Classes (Scheduled Castes), women and labour also given separate representation.
- Reserve Bank of India — establishment provided for (set up 1935).
- Set up a Federal Public Service Commission, Provincial Public Service Commissions and Joint PSC.
| Feature | Came into force? | Adopted in Constitution |
|---|---|---|
| 3-tier list (Federal/Provincial/Concurrent) | Yes (partly) | Yes — 7th Schedule (Union/State/Concurrent) |
| All-India Federation with Princely States | No | Partially — Schedule 1 for States |
| Provincial Autonomy | Yes (1937) | Yes — State Governments |
| Federal Court | Yes (1937) | Yes — Supreme Court |
| Bicameralism in provinces | Yes (6 states) | Yes — Art. 168 |
| Dyarchy at Centre | No | No |
| RBI | Yes (1935) | Continued |
5. Indian Independence Act, 1947
Passed by British Parliament on 18 July 1947; operative from 15 August 1947. Based on the Mountbatten Plan (3 June Plan).
- Ended British rule; created two independent dominions — India and Pakistan.
- Abolished the post of Viceroy; each dominion to have a Governor-General.
- Each dominion's legislature was given full legislative authority — could repeal any British act, including the Indian Independence Act itself.
- The Constituent Assemblies of both dominions were empowered to frame their respective constitutions.
- British Government ceased to be responsible for governance — transfer of power complete.
- Princely States given the option to join either dominion or remain independent.
- Until new constitutions came into force, each dominion to be governed by the GoI Act 1935 (with modifications).
- Abolished the appointment of Secretary of State for India — replaced by Secretary of State for Commonwealth Affairs.
6. Constituent Assembly — Background & Composition
6.1 Demand for a Constituent Assembly
- M.N. Roy (1934) — first to put forward the idea of a Constituent Assembly for India.
- INC officially demanded (1935) that the Constitution be framed by a Constituent Assembly elected on the basis of adult franchise.
- Jawaharlal Nehru (1938) — demanded a Constituent Assembly elected by adult franchise, free from foreign control.
- August Offer (1940) by Lord Linlithgow — first time the British conceded the idea of a Constituent Assembly (vaguely).
- Cripps Mission (1942) — proposed a Constitution-making body but tied to dominion status; rejected by INC.
6.2 Cabinet Mission Plan, 1946
The Cabinet Mission (May 1946) — Pethick-Lawrence, Stafford Cripps, A.V. Alexander — finalised the scheme for the Constituent Assembly:
- Total strength: 389 members (292 from British provinces + 4 from Chief Commissioner's Provinces + 93 from Princely States).
- Seats in each province distributed among 3 communities: General, Muslims, Sikhs — proportional to population.
- Provincial legislatures elected the members by single transferable vote (proportional representation).
- Princely States' representatives were nominated by rulers (not elected).
6.3 Composition After Partition
- After partition, representatives of Pakistan's areas left; CA's strength reduced to 299 members.
- Princely States gradually joined and nominated representatives.
6.4 Key Dates
| Date | Event |
|---|---|
| 9 December 1946 | First meeting of the Constituent Assembly — Dr Sachidanand Sinha as temporary (provisional) chairman |
| 11 December 1946 | Dr Rajendra Prasad elected permanent President; H.C. Mukherjee and V.T. Krishnamachari as Vice-Presidents |
| 13 December 1946 | Jawaharlal Nehru moved the Objectives Resolution — the philosophical foundation of the Constitution |
| 22 January 1947 | Objectives Resolution adopted unanimously |
| 29 August 1947 | Drafting Committee constituted |
| 4 November 1948 | Draft Constitution presented by Dr Ambedkar |
| 26 November 1949 | Constitution adopted — Constitution Day (Samvidhan Divas) |
| 26 January 1950 | Constitution came into force — Republic Day |
7. Constituent Assembly — Working & Committees
7.1 Objectives Resolution
Moved by Jawaharlal Nehru on 13 December 1946 — declared India an independent sovereign democratic republic; guaranteed justice, liberty, equality and fraternity. It became the Preamble of the Constitution.
7.2 Major Committees
| Committee | Chairman | Purpose |
|---|---|---|
| Drafting Committee | Dr B.R. Ambedkar | Draft the Constitution |
| Union Constitution Committee | Jawaharlal Nehru | Powers and constitution of Union |
| Provincial Constitution Committee | Sardar Patel | Powers and constitution of Provinces |
| Advisory Committee on FR, Minorities & Tribal Areas | Sardar Patel | Fundamental Rights, minorities, tribal |
| Sub-Committee on Fundamental Rights | J.B. Kripalani | Detail FRs |
| Sub-Committee on Minorities | H.C. Mukherjee | Minority rights |
| Union Powers Committee | Jawaharlal Nehru | Distribution of powers between Union and States |
| Steering Committee | Dr Rajendra Prasad | Coordinate work of other committees |
| Rules of Procedure Committee | Dr Rajendra Prasad | Rules of the CA |
| States Committee | Jawaharlal Nehru | Negotiation with Princely States |
7.3 Drafting Committee — Key Facts
- 7 members: Dr B.R. Ambedkar (Chairman), N. Gopalaswamy Ayyangar, Alladi Krishnaswami Ayyar, Dr K.M. Munshi, Syed Mohammed Saadulla, B.L. Mitter (resigned — replaced by N. Madhava Rau), D.P. Khaitan (died — replaced by T.T. Krishnamachari).
- Prepared the Draft Constitution based on the reports of other committees and the provisions of the GoI Act 1935.
- First Draft: October 1947; Second Draft: February 1948 (printed and circulated).
- Third and final Draft presented on 4 November 1948 — Ambedkar's famous speech.
- Dr Ambedkar is called the "Father of the Indian Constitution."
7.4 Constitutional Advisors
- Sir B.N. Rau — Constitutional Advisor to the Constituent Assembly; prepared initial draft and memo on provisions. Visited USA, UK, Canada and Ireland to study their constitutions.
- S.N. Mukherjee — Chief Draftsman; translated the complex proposals of various committees into legal language.
7.5 Sources Consulted
GoI Act 1935
~250 provisions — emergency, federal scheme, PSC, Federal Court
USA Constitution
Fundamental Rights, Preamble, judicial review, impeachment
UK Constitution
Parliamentary system, Cabinet system, rule of law, single citizenship
Ireland
Directive Principles, nomination of Rajya Sabha members, method of election of President
Canada
Quasi-federal, residuary powers with Centre, advisory jurisdiction of SC
Australia
Concurrent List, freedom of trade/commerce, joint sitting of Parliament
Germany (Weimar)
Emergency provisions, suspension of FRs
South Africa
Amendment procedure (simple majority), election of Rajya Sabha members
USSR / Japan
Fundamental Duties (USSR); Procedure established by law (Japan)
8. Criticism of the Constituent Assembly
8.1 Was it Not a Representative Body?
- Not elected by adult suffrage — members elected by provincial legislative assemblies, themselves elected by only 28.5% of the population (limited franchise under 1935 Act).
- Winston Churchill called it "a Hindu body, dominated by Brahmins" — a deeply communal critique.
- Muslim League initially boycotted — CA thus not representative of all Indians initially.
- Granville Austin (author of "The Indian Constitution: Cornerstone of a Nation") defended: the CA represented the best political minds of the time and was as representative as possible given circumstances.
8.2 Congress-Dominated
- Congress won 208 out of 296 seats in provincial elections — so it dominated the CA.
- Critics: the CA was essentially a one-party show — Dr Ambedkar himself was not a Congress man but had to be accommodated given his stature.
8.3 Lawyer-Dominated / Elitist
- Dominated by lawyers and intellectuals — voice of ordinary Indians was limited.
- However, it included leaders from diverse backgrounds: women (Sarojini Naidu, Hansa Mehta, Vijayalakshmi Pandit, Rajkumari Amrit Kaur, Durgabai Deshmukh — 15 women total), tribals, SCs.
8.4 Time-Consuming?
- Took 2 years, 11 months and 18 days — critics said this was too long for a country facing massive challenges.
- Defenders: given the complexity (395 articles, 8 schedules originally), it was completed efficiently. Compare: US Constitution took 4 months but was much shorter.
9. Current Affairs Link
Constitution Day — 26 November
Samvidhan Divas declared a national day in 2015 (75th anniversary of Dr Ambedkar's birth). Parliament holds special sessions to celebrate. The SC also holds special sittings to discuss the Constitution.
Original vs Amended Constitution
The original Constitution (1949) had 395 Articles, 8 Schedules. Currently (after 106 amendments as of 2024) it has ~470 Articles, 12 Schedules (articles have been added; some deleted, e.g., Art. 31).
Constituent Assembly Debates — DigiLocker
The Government has made the 12 volumes of Constituent Assembly Debates freely accessible online — a key primary source for interpreting constitutional provisions. The SC uses these debates to determine the "intent" of constitutional framers.
The Supreme Court in The State of Jharkhand v. Ajit Kumar Sinha (2024) reaffirmed that Constituent Assembly debates are a relevant tool for constitutional interpretation — though they are persuasive, not binding.
10. Prelims PYQs
Which of the following Acts introduced dyarchy (or dual government) at the provincial level in India for the first time?
Answer: Government of India Act, 1919
With reference to the Indian Independence Act 1947, consider the following statements: (1) The Act provided for the partition of India and the creation of two independent dominions. (2) The Act gave full legislative power to the Constituent Assemblies of both dominions. Which of the statements given above is/are correct?
Answer: Both 1 and 2
Who among the following was the Constitutional Advisor to the Constituent Assembly of India?
Answer: Sir B.N. Rau
The Government of India Act of 1919 is also known as:
Answer: Montagu-Chelmsford Reforms
Who among the following was the first to put forward the idea of a Constituent Assembly for India?
Answer: M.N. Roy (1934)
The Government of India Act 1935 provided for: (a) Provincial Autonomy (b) Dyarchy at the Centre (c) An All India Federation. Which came into operation?
Answer: (a) Provincial Autonomy only — the federal part and central dyarchy never came into force
With reference to the Indian Councils Act 1909, which of the following statements is/are correct? (1) It introduced the concept of separate electorates for Muslims. (2) It provided for the inclusion of Indian members in the Executive Council of the Viceroy.
Answer: Both 1 and 2
11. Mains PYQs
"The Constituent Assembly was neither fully representative nor fully sovereign." Comment. (250 words)
Hint: Address limited electorate (28.5% franchise), Congress domination, Muslim League boycott; but defend its output — comprehensive, inclusive of minorities/women, draws from diverse global sources. Quote Granville Austin. Also note: it was 'sovereign' in the sense that once partition happened, no external authority constrained it.
Compare the Indian constitutional model with the Government of India Act, 1935. What were the significant departures the Constituent Assembly made from the 1935 Act? (150 words)
Hint: Departures include — adult universal franchise (vs limited franchise), Fundamental Rights (no equivalent in 1935), single citizenship, independent judiciary, DPSP, secular state, and abolition of communal electorates.
Trace the evolution of representative institutions in India from the Regulating Act 1773 to the Indian Independence Act 1947. (250 words)
Hint: Use a chronological flow — Regulating Act (supreme court + GG of Bengal) → Pitt's Act (dual control) → 1833 (centralization + GG of India) → 1853 (legislative-executive separation) → 1858 (Crown takes over) → 1861 (decentralization begins) → 1892 (indirect elections) → 1909 (direct elections + separate electorates) → 1919 (dyarchy + bicameral legislature) → 1935 (provincial autonomy + federal court) → 1947 (independence).
12. 15-Minute Revision Box
Must-Remember Facts — Constitutional Framework
- First GG of Bengal: Warren Hastings (Regulating Act 1773)
- First GG of India: Lord William Bentinck (Charter Act 1833)
- Separate legislative and executive: Charter Act 1853
- Open civil service competition: Charter Act 1853
- First Viceroy: Lord Canning (GoI Act 1858)
- First Indian in Viceroy's EC: S.P. Sinha (1909 Act)
- First direct elections: GoI Act 1919
- First bicameral centre: GoI Act 1919
- Dyarchy at provinces: GoI Act 1919
- Provincial Autonomy: GoI Act 1935
- Federal Court: GoI Act 1935 (1937)
- Total original strength: 389
- After partition: 299
- Total sessions: 11
- Days of debate: 166
- Time taken: 2 yr 11 mo 18 days
- Cost: ₹64 lakh
- Original articles: 395; Schedules: 8
- Temporary Chairman: Dr Sachidanand Sinha
- Permanent President: Dr Rajendra Prasad
- Objectives Resolution: moved by Nehru (13 Dec 1946)
- Drafting Committee Chair: Dr B.R. Ambedkar
- CA advisor: Sir B.N. Rau
- Chief Draftsman: S.N. Mukherjee
- Idea of CA: M.N. Roy (1934)
